Randall Bouley

FINRA Broker Check: Randall Bouley

Disclosure Events

The Following Types Have Been Reported

2 Customer Disputes

Pending Customer Disputes
Reporting Source: Firm

Employing Firm: Proequities, INC

Allegations: Alleged respondents wrongly recommended and caused claimant to invest in tnon-tradable REITs which cannot be liquidated and have lost virtually all of their value. Future sites breach of fiduciary duty, negligence, breach of contract, failure to supervises, control person liability, unstuitablity, misrepresentation and omissions, and violation of finra conduct rules

Alleged Damages: $589,651.00

Docket/Case #: 13-01081
Date Notice: 04-15-13

Pending Customer Disputes
Reporting Source: Firm

Employing Firm: Proequities, LLC

Allegations: Claimants allege the mishandling of their accounts and various investments by a prior RR of the firm. Includes violation of Florida Securities Act, Common Law Fraud and Misrepresentation, Breach of Fiduciary Duty, and Negligence

Alleged Damages: $1,500,000

Docket/Case #: 12-03770
Date Notice: 10-30-12

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