Andrew Oberman
FINRA Broker Check: Andrew Oberman
Disclosure Events
The Following Types Have Been Reported
- 5 Customer Dispute
Pending Customer Disputes
Reporting Source: Firm
Employing Firm: Morgan Stanley
Allegations: Alleged inter alia, unsuitability with respect to equity investments made in client’s account – 2007-2014
Alleged Damages: $300,000
- Docket/Case #: 14-03506
- Date Notice: 11-13-14
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