Category: Securities Law

Can I Sue My Broker

Oct 8, 2020 / protecting investors

We have seen a number of cases where financial advisors and stockbrokers fail to keep their clients’ interests in mind. Some advisors and brokers simply do what is best for themselves rather than what is best for their clients. The industry has no shortage of individuals who fail to take their clients’ needs into account. This is detrimental to the client. As a result, investors are often stuck with investment […]

Learn More

YieldStreet faces Class Action Lawsuit over Ship Breaking Deals

Sep 14, 2020 / Investments

Alternative investment platform YieldStreet was recently sued by investors for alleged losses in private offerings related to marine finance and shipbreaking. What is YieldStreet? YieldStreet, Inc. is an online platform that offers alternative investment products to both accredited and non-accredited investors. Types of alternative investments that YieldStreet offers includes real estate, art collections, marine finance, legal settlements, and more. The advantage to investors is short-term, high-yield products with little correlation […]

Learn More

Vernon Litigation Group Investigates New York City REIT, Inc. (NYSE:NYC)

Sep 9, 2020 / REIT

Vernon Litigation Group announces an investigation into New York City REIT, Inc. (NYSE:NYC), a real estate investment trust (REIT) that owns commercial real estate throughout New York City. New York City REIT, Inc. New York City REIT, Inc. recently changed its name after being known as American Realty Capital New York City REIT. Although initially formed in 2013, NYC was recently listed on the New York Stock Exchange on August […]

Learn More

Vernon Litigation Group Investigates Catalyst Capital Advisors

Aug 25, 2020 / Blog

New York-based alternative asset management firm Catalyst Capital Advisors recently paid over $10.5 million in SEC fines for misleading investors about its risk parameters for one of its mutual funds. The Securities and Exchange Commission investigated Catalyst after the firm lost more than $700 million in just three months from December 2016 to February 2017. This loss represented nearly 20% of the fund’s total assets. According to SEC documents, the […]

Learn More
Check Your Broker