In this installment of our ongoing weekly video series Chris Vernon speaks about, When Investments Go Wrong. When presented with a new and ‘trendy’ investment opportunity and are promised a high return, in addition to due diligence, keep into consideration on how you got to this investment opportunity in the first place. If it was recommended…were they paid for this recommendation? Find out more here:
Jun 20, 2017 / Resources
Chris Vernon explains how to pick the right firm for your investment and whether or not size should play a factor in your decision.
Jun 8, 2017 / Resources
Attorney Christopher Vernon discuss what investors should look for when they are looking to hire an investment professional
We believe a recent case before the National Adjudicatory Council (NAC) is a good example of what concerns us about the sale of insurance as an investment or a surrogate for an investment. The case involves a North Carolina investment professional by the name of Cecil Ernest Nivens in Gastonia (Charlotte area), North Carolina. Nivens was registered to sell securities through NY LIFE SECURITIES LLC (CRD#:5167) until 2014. Nivens regulatory […]